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By Walden Bello*
(Excerpts from acceptance speech at the
Outstanding Public Scholar Award Panel, International Studies
Association, 49th Annual Convention, San Francisco,
California, March 27, 2008. Bello was the second recipient of the
award, the first being Dr. Susan George in 2007. Members of the panel
honoring Bello were George; Dr. Richard Falk, professor emeritus at
Princeton University; Dr. Robin Broad, professor at American
University, and Dr.Barry Gills, professor at the University of
Newcastle.)
I would like, first
of all, to say that I am very grateful to the International Political
Economy Section of the International Studies Association for this
award. I am very, very honored by the generous comments of Barry
[Gills], Robin [Broad], Richard [Falk] and Susan [George]. And it
really is an honor to be in the company of Susan, the first person to
be given this award. Let me just say that, especially in comparison
to Susan, I am not really sure that I am the best person to be named
ISA's Outstanding Public Scholar for 2008, though I think I would
consider myself a public intellectual or, as the French say,
intellectuel engage-that is, one who marries analysis to
action, or at least tries to.
I
have been asked by Barry to share some of the lessons I have learned
in my work as a public intellectual. This is not easy since although
my views about things are very public, I am not used to speaking
about my life in public.
Thinking
over Barry's assignment last night, I would say that there are
three key lessons I have learned:
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The first is that truths only become true through action.
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The second is that to get at the truth, one must sometimes resort to
unorthodox research methods.
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And the third is that one must accept that there is an inevitable and
permanent tension between theory and practice, between thought and
action, between truth and power, and thinking that this tension can
be eliminated is one of the worst illusions a public intellectual can
fall into.
Truths
only Become True through Action
Let us take up the
first, that truths need action to become true. This was perhaps
brought home decisively to me by the events in Seattle in late
November and early December 1999. In the decade prior to Seattle,
there were a lot of studies, including UN reports, that questioned
the claim that globalization and free market policies were leading to
sustained growth and prosperity. Instead, the data showed that
globalization and pro-market policies were promoting more inequality
and more poverty and consolidating economic stagnation, especially in
the global South. However, these figures remained "factoids"
rather than facts in the eyes of academics, the press, and
policymakers, who dutifully repeated the neoliberal mantra that
economic liberalization promoted growth and prosperity. The
orthodox view, repeated ad nauseam in the classroom, the media, and
policy circles were that the critics of globalization were Luddites
or, as Thomas Friedman disdainfully called us, believers in a flat
earth.
Then we had the
massive anti-globalization demonstrations in Seattle that led to the
collapse of the Third Ministerial of the World Trade Organization.
It was not just a ministerial that collapsed but a creed that had
been believed to be true. After Seattle, the press began to talk
about the "dark side of globalization," about the inequalities
and poverty being created by globalization. After that, we had the
spectacular defections from the globalist camp, such as those of the
financier George Soros, the Nobel laureate Joseph Stiglitz, the star
economist Jeffery Sachs. Then came the widely publicized findings a
year and a half ago of two independent sources-a study by American
University Professor Robin Broad published in the Review of
International Political Economy and a report of a panel of
neoclassical economists headed by Princeton's Angus Deaton and
former IMF chief economist Ken Rogoff--that the World Bank Research
Department, the source of most assertions that globalization and
trade liberalization were leading to lower rates of poverty and less
inequality, had been deliberately distorting its data and making
unwarranted claims. It is now the partisans of corporate-driven
globalization and liberalization that have the burden of proof.
What
made the difference? Not so much research or debate but action. It
took the militant anti-globalization actions of masses of people and
the spectacular collapse of a WTO ministerial to translate factoids
into facts, into truth. Truth is not just there. Truth is
completed, made real, and ratified by action. Like Columbus'
voyage in relation to the theory of the earth as a sphere, Seattle
was a world-historic event that made the truth "true." Now I know
using Columbus does not sound politically correct, but bear with me
because it was the best analogy I could find.
Unorthodox
Methods
The second lesson
of public scholarship that I would like to talk about has to do with
research methods. One of the conclusions I have come to is that
often, when it comes to analyzing really big issues, our normal
research methods in the social sciences, like qualitative analysis or
quantitative analysis, are not applicable. They don't work because
power is often involved, and the powerful want things to be
non-transparent. This became very clear to me when it came to
studying the World Bank.
Let
me take you back to 1975-ancient history to many of you--when I had
just finished my PhD at Princeton. At that time, an academic career
was something that I had no intention of pursuing. The task at that
time was quite clear to me: to overthrow the Marcos dictatorship. I
became part of an international network connected to the Philippine
underground and a full time activist. I went to Washington and helped
set up an office that lobbied the US Congress to cut aid to the
Marcos regime. Soon we realized that in order to do an effective
work, we had to look at all the dimensions of US support for the
dictatorship. For example, the largest part of US aid to Marcos was
channeled through multilateral institutions such as the World Bank
and the problem was that the lack of transparency of the Bank meant
that we couldn't get any information about the Bank programs. The
only information that we got were sanitized press releases. It
became clear that to show what the Bank was doing and expose it, the
only way was to get the documents from within the Bank itself. At
first, we slowly formed a network of informants within the Bank.
These were acquaintances, liberals with a conscience. Our work was
part of a process of building what was effectively a
counter-intelligence network not only within the Bank but also within
the State Department and other agencies of the US government.
Well,
these people started to occasionally bring us some documents, but
this was a tedious--although necessary--process. The information was
not enough, so we thought that it was necessary to resort to more
radical means. So, my associates and I investigated the patterns of
behavior of Bank people and we realized that there were some times in
the year when there was nobody in the Bank: Thanksgiving, Christmas,
New Year, July 4, Memorial Day, etc. On those days and over a period
of three years, we went to the Bank pretending that we were returning
from a mission, with our ties askew, and that we were just coming
from Africa, India, etc. The security guards always asked for our
ID's and when we pretended to fumble for them and as we looked so
tired, they said "ok, just go inside". It always worked. As you
can imagine, security was quite lax on those days.
Once
we were inside, we were like kids let loose in a candy store. We took
as many documents as we could, and not only on the Philippines, and
photocopy them using the Bank facilities. This happened over three
years!
The
documents-some 3000 pages of them on practically every
Bank-supported project and program in the country provided an
unparalleled look at the workings of a close relationship between two
non-transparent authoritarian institutions, the World Bank and the
Marcos regime. First, we held press conferences to expose the
documents piece by piece, to the embarrassment of both the Bank and
the Marcos regime, and eventually, we came out with the book in 1982
entitled Development Debacle: the World Bank in the Philippines,
one of whose authors was Robin Broad. According to many people, this
publication contributed to the unraveling of Marcos regime. I hope
they were right. As for what I learned, well it was that accepted or
orthodox methods have their limitations, that to do really effective
research sometimes you need to break the law. And you have to be
utterly professional in the process. But we were quite careful
about going about it and we were not able to tell the real story
about how we got the documents until after 10 years (1992), when what
was called the statute of limitations for criminal prosecution in the
US had lapsed. My associates and I could have gotten 25 years in
jail had we been caught breaking into the Bank, though Robin told me
to make it clear here that she was not one of the people who went
into 1818 H Street NW.
But
on a less lighthearted note, the decision we had to make was not
easy. It is never easy to decide to break the law not only because
of the penalties involved but because we all are so deeply socialized
to follow the law. But we felt that we had no choice. Otherwise,
the truth would have been buried for a long, long time.
Theory
and Practice
The
third thing I'd like to talk about is the tension between analysis
and action, between truth and politics. Managing this relationship
is not easy, since our moral side is very demanding, especially when
it comes to dealing with unpleasant truths. I first experienced
being caught between the divergent demands of truth and politics when
I was doing my PhD dissertation.
In
1972, I started my doctoral research on the
topic of political organizing was in shantytowns in Santiago, Chile,
during a revolutionary period. At that moment, I felt a great deal
of sympathy for Salvador Allende's government and its so-called
"peaceful road to socialism." In fact, I think that this was the
moment when I became a progressive. However, after three months in
the shantytowns, what I realized was that what the country was
experiencing was not a profound revolution but a rising
counter-revolution. Allende's revolution was beleaguered.
At
that point, I felt that if I was to do a relevant research, both
politically and intellectually, then it was important to study the
counter-revolution. So, I shifted my dissertation topic to the
dynamics of counter-revolution and ended up interviewing middle class
right-wing people who couldn't understand why a brown skinned
person like me was asking them the questions that I was asking.
Often, they were really hostile and I was nearly beaten up twice.
Some thought that I was a Cuban agent and they pointed to the
left-wing newspapers that I was foolishly carrying with me along with
the more conservative newspapers. They laughed angrily and told me
to get lost when I explained I needed to follow what both sides were
thinking.
By
mid 1972, it was clear that these people, many of them young people
affiliated with the youth wing of the Christian Democratic Party,
controlled the streets of Santiago, something that I thought was
similar to what had earlier happened in fascist Italy and Nazi
Germany. Eventually, I finished my research and returned to Princeton
and got involved in solidarity work against the Pinochet dictatorship
after the September 1973 coup. By then, I was both an activist and an
engaged intellectual trying to understand class conflict in
revolutionary times. The thesis, titled The
Roots and Dynamics of Revolution and Counterrevolution in Chile,
ended up as a comparison of the counterrevolutionary role of the
middle class in Chile in 1971-1973 and in Italy and Germany in the
1920's.
Two
politically inconvenient truths, to borrow from Al Gore, became quite
clear to me while doing this dissertation. First, contrary to the
prevailing explanations on the coup pointing to Pinochet's success
as something that he owed to US intervention and the CIA, the
counterrevolution was already there prior to the US destabilization
efforts, that it was largely determined by internal class dynamics,
and that the Chilean elites were able to connect with middle class
sectors terrified by the prospects of poor sectors rising up with
their agenda of justice and equality. In sum, the US intervention
was successful because it was inserted into an ongoing
counterrevolutionary process. CIA destabilization was just one of
the factors but not the decisive one. This was not something that
progressives wanted to hear then, since many wanted a simple black
and white picture, that is, that the overthrow of Allende was
orchestrated from the outside by the United States.
The
second, related but equally politically
inconvenient truth that came out in the thesis was the role of the
middle class. Among both liberals and progressives, it is common to
portray the middle class as an ally of the working class and the
lower classes generally and that it is by and large a force for
democratization. The thesis showed that contrary to this assumption,
the middle classes are not necessarily forces for democratization in
developing countries. In fact, when the poorer classes are being
mobilized with a revolutionary agenda, the middle classes can become
a mass base for counterrevolution, as in Germany and Italy in the
1920's, when the middle class provided the foot soldiers of the
Fascist and Nazi movements.
But
progressives really have a hard time accepting this characterization
of the middle class, and part of the
subliminal reason for this is that this is oftentimes the class that
they come from. In fact, I've recently had to restate my position
in a review of Naomi Klein's bestselling book The
Shock Doctrine. Naomi is a great
progressive writer and she is a good friend, but I had to point out
that her portrayal of the overthrow of Allende as a product of a plot
between the military and the Chicago Boys, an alliance that was
without a mass base was not only simplistic but wrong. It would have
been like saying that the overthrow of Thaksin Shinawatra in Thailand
in September 2006 was solely the product of a conspiracy between the
military and some people in the Royal Privy Council, without
reference to the role of the Bangkok middle classes in creating the
political conditions for the coup. Like the Thai middle class in the
case of Thaksin, the Chilean middle class was instrumental in the
overthrow of Allende. It is the role of the public intellectual to
point out such truths-truths that are not convenient from the point
of view of one's politics.
The
tension between truth and politics becomes greatest when the public
intellectual is part of a political organization. What happens when
the demands of truth and the demands of the organization begin to
diverge? This has been the greatest fear of intellectuals of the
left, for, as I said, our moral or
political side is very demanding In the interests of the bigger
battle against the right, against reaction, and against imperialism,
it is a very great temptation to ignore, rationalize, and defend
abuses committed by our side and close ranks...
[Owing to a study I did of human rights abuses by
some progressive organizations in the Philippines] I was labelled a
"counterrevolutionary." That I continued to view and struggle
against US hegemony and neoliberal policies as the main obstacles to
the Philippines' economic and political development was of no
account. I was now, "objectively," an agent of US imperialism.
I felt I was in good company, though, since one of the figures I have
most admired, Nikolai Bukharin, was, during the Moscow Trials in
1937, also judged as being "objectively" an agent of Nazi
Germany.
Now, my experience is not unique. Engaged intellectuals at other
periods and other circumstances have found themselves coming to the
same juncture, when they have to make their decision on whether to
toe the line or break with an organization or even a movement. They
often come to the point when they realize that they must either stick
with a movement despite its abuses because its ends are worthy or to
break with it because they believe that the objective of change
cannot be divorced from the process of achieving it. That is the
moment of truth-when they finally have to decide whether to be
faithful to the [organization] or remain faithful to their role as
engaged intellectuals. It is not an easy choice, and one is never
certain one made the right choice. And certainly, one finds it
difficult to be judgmental of those who have gone the other way.
Let
me sum this up by saying that intellectual
work and political work are complementary. But they also exist in
tension with each other. Living this tension is the challenge, and,
in my view, one of the engaged intellectual's worst mistakes is to
subordinate truth to power in the belief that this is the best route
to justice. One needs power to realize
truth and to bring about a more just order, but one cannot allow
truth to be ensnared by power in the process.
What I have done here this afternoon is to illustrate the challenges
as well as the dilemmas of public scholarship from my own experience.
As I noted earlier, I do not have 100 per cent certainty that I have
made the right choices. Indeed, my enemies-and I unfortunately
have not a few, ranging from the World Bank and the WTO to the
Philippine military and...-are betting I have not and will have my
come-uppance, hopefully in the near future. In this regard, someone
once said-I think it was Sartre-that one of the certainties about
being an engaged intellectual is you create more enemies than
friends, and, may I add, what few new acquaintances you do make, such
as Hugo Chavez, Hamas, and the Hezbollah, are precisely the ones
calculated to create even more enemies.
The
demand for public scholarship is great today, given the accumulating
problems of climate change, globalization, financial meltdown, and
the universal crisis of democracy. These are times when
everywhere--in the United States, the Philippines, Thailand,
China--it is getting to be impossible to do orthodox research, in
which there is a comfortable distance between the observer and the
object of study. As we all become more engaged, it is useful for us
to remember that the public intellectual is faced with the multiple
and contradictory tasks of marrying truth to power, speaking truth to
power, and opposing truth to power. How to balance these conflicting
demands is the challenge and the dilemma we face.
Let
me end by taking this opportunity to
compliment the ISA for instituting this very important award. It
represents a recognition of the path that not a few have taken, one
that does not have the security and rewards of academic life and all
the pitfalls of a radical political trajectory but which is just as
critical for the public interest as the work of the professor and the
analyst. I do not think that I have been a better public scholar
than others. Indeed, I think that in a world filled with contingency
I have merely been more lucky, having been spared the really, really
rough situations and really, really tough choices. To the less lucky
but more deserving public intellectuals I dedicate this award.
*Recipient
of the Outstanding Public Scholar Award of the International Studies
Association; professor of sociology at the University of the
Philippines; president of Freedom from Debt Coalition; and former
executive director of Focus on the Global South.
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